-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T/uEiTDFOFPOkHD4fqyCTsV6le40CauPUMtsywmEZkAdpguRTfryPYj6h5+ymUhj BcRXYeL+dGwWE5IE8Pb/ZA== 0000913781-97-000013.txt : 19970811 0000913781-97-000013.hdr.sgml : 19970811 ACCESSION NUMBER: 0000913781-97-000013 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970808 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FARMSTEAD TELEPHONE GROUP INC CENTRAL INDEX KEY: 0000804331 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRONIC PARTS & EQUIPMENT, NEC [5065] IRS NUMBER: 061205743 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-41072 FILM NUMBER: 97654048 BUSINESS ADDRESS: STREET 1: 22 PRESTIGE PARK CIRCLE CITY: EAST HARTFORD STATE: CT ZIP: 06108 BUSINESS PHONE: 8602820010 MAIL ADDRESS: STREET 1: 22 PRESTIGE PARK CIRCLE CITY: EAST HARTFORD STATE: CT ZIP: 06108 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MEYERSON M H & CO INC /NJ/ CENTRAL INDEX KEY: 0000913781 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 131924455 STATE OF INCORPORATION: NJ FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: NEWPORT TOWER 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 2014599500 MAIL ADDRESS: STREET 1: 525 WASHINGTON BLVD STREET 2: 34TH FLOOR CITY: JERSEY CITY STATE: NJ ZIP: 07310 SC 13G 1 PAGE 1 of 6 PAGES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 22 )* FARMSTEAD TELEPHONE GROUP, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 (Title of Class of Securities) 311-565-105 (CUSIP Number) _ Check the following box if a fee is being paid with this statement | |. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP NO. 311-565-105 SCHEDULE 13G PAGE 2 of 6 PAGES 1 NAME AND S.S. or I.R.S. IDENTIFICATION NO.OF REPORTING PERSON M.H. MEYERSON & CO., INC. IRS NO. 13-1924455 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP _ NOT APPLICABLE (a) | | _ (b) | | 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION NEW JERSEY CORPORATION NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 18,955 shares [See Note I on Page 3] 6 SHARED VOTING POWER NONE 7 SOLE DISPOSITIVE POWER 83,429 shares [See Note II on Page 3] 8 SHARED DISPOSITIVE POWER NONE 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 83,429 shares [See Note II on Page 3] 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES _ NOT APPLICABLE | | 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 2.5 PERCENT 12 TYPE OF REPORTING PERSON BD CUSIP NO. 311-565-105 SCHEDULE 13G PAGE 3 of 6 PAGES NOTE I Does not include 30,500 shares of Common Stock owned by Mr. Martin H. Meyerson, a control person of M.H. Meyerson & Co., Inc., and 61,080 shares of Common Stock owned by other persons associated with M.H. Meyerson & Co., Inc. and family members of such associated persons. NOTE II Consists of a long position of 18,955 shares of Common Stock plus 13,502 warrants to purchase 13,502 shares of Common Stock plus 25,486 underwriters options to purchase 25,486 units (each unit consisting of one share of Common Stock plus one warrant to purchase one share of Common Stock). Does not include 30,500 shares of Common Stock owned by Mr. Martin H. Meyerson, a control person of M.H. Meyerson & Co., Inc., and 61,080 shares of Common Stock plus 4,600 warrants to purchase 4,600 shares of Common Stock owned by other persons associated with M.H. Meyerson & Co., Inc. and family members of such associated persons. CUSIP NO. 311-565-105 SCHEDULE 13G PAGE 4 of 6 PAGES Item 1(a) Name of Issuer: FARMSTEAD TELEPHONE GROUP, INC. Item 1(b) Address of Issuer's Principal Executive Offices: 81 Church Street East Hartford, CT 06108 Item 2(a) Name of Person Filing: M.H. MEYERSON & CO., INC. Item 2(b) Address of Principal Business Office: 525 Washington Blvd. - 34th Floor Jersey City, NJ 07310 Item 2(c) Citizenship: New Jersey Corporation Item 2(d) Title of Class of Securities: Common Stock, par value $.01 Item 2(e) CUSIP Number: 311-565-105 Item 3 Type of Person: (a) Broker/Dealer registered under Section 15 of the Act Item 4 Ownership (at July 31, 1997): (a) Amount Beneficially Owned: 83,429 shares [See Note II on page 3] (b) Percent of Class: 2.5 Percent CUSIP NO. 311-565-105 SCHEDULE 13G PAGE 5 of 6 PAGES (c) Number of Shares as to which such person has: (i) Sole power to vote or direct the vote: 18,955 shares [See Note I on page 3] (ii) Shared power to vote or direct the vote: None (iii)Sole power to dispose or direct the disposition of: 83,429 shares [See Note II on page 3] (iv) Shared power to dispose or direct the disposition of: None Item 5 Ownership of Five Percent or Less of a Class: Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of the Group: Not Applicable CUSIP NO. 311-565-105 SCHEDULE 13G PAGE 6 of 6 PAGES Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: August 8, 1997 M.H. MEYERSON & CO., INC. BY: /s/ Michael Silvestri Michael Silvestri, President -----END PRIVACY-ENHANCED MESSAGE-----